朱宁

上海交通大学上海高级金融学院金融学教授

博士学位:耶鲁大学金融学,2003
硕士学位:康奈尔大学管理学,1999
学士学位:北京大学国际金融学,1997

朱宁教授现任上海交通大学上海高级金融学院金融学教授。朱宁教授曾任清华大学讲席教授、美国加州大学金融学终身教授、早稻田大学访问教授。2008-2010年度,朱宁教授还曾担任雷曼兄弟和野村证券高管,其所带领的团队在多项机构投资者评选中名列前茅。

朱宁教授的研究领域包括行为金融学、中国宏观经济与金融市场,卖空、破产与重组、公司财务与收购兼并。迄今已在Review of Financial Studies,Journal of Finance,Management Science,Journal of Legal Studies等顶级国际期刊发表高水平学术论文20余篇。朱宁教授著有的畅销书《刚性泡沫》《投资者的敌人》和《投资者的朋友》,著书被翻译成多种语言畅销全球。2018年朱宁教授获孙冶方金融创新奖著作奖,2022年入选爱思唯尔(Elsevier)“中国高被引学者”榜单。

朱宁教授是全球知名的中国经济金融专家,还担任耶鲁大学国际金融中心教授研究员,国际金融论坛联席秘书长。朱宁教授曾多次受邀参加达沃斯世界经济论坛、博鳌亚洲论坛等活动担任发言嘉宾,并多次接受国内外多家电视媒体的采访。此外,朱宁教授还为全球国际组织、政府与监管机构、各大企业提供广泛的咨询。

行为金融学、中国宏观经济与金融市场,卖空、破产与重组、公司财务与收购兼并。
  • 期刊论文

    1. Gao, Pengjie, Allen Hu, Peter Kelly, Cameron Peng, and Ning Zhu. 2023. Asset Complexity and the Return Gap, Review of Finance.

    2. Liao, Jingchi, Cameron Peng, and Ning Zhu. 2022. Extrapolative Bubbles and Trading Volume, Review of Financial Studies.

    3. Hu, Conghui, Yu-Jane Liu, and Ning Zhu. 2021. Deleveraging Commonality, Journal of Financial Markets.

    4. Hu, Conghui, Yu-Jane Liu, and Ning Zhu. 2019. De-Leverage and Illiquidity Contagion, Journal of Banking & Finance.

    5. Fang, Chenjun, and Ning Zhu. 2019. Name complexity, cognitive fluency, and asset prices, Review of Financial Economics.

    6. Chang, Matthew C., Chih‐Ling Tsai, Rebecca Chung‐Fern Wu, and Ning Zhu. 2018. Market Uncertainty and Market Orders in Futures Markets, Journal of Futures Markets.

    7. Liao, Li, Zhisheng Li, Weiqiang Zhang, and Ning Zhu. 2014. Exercise to Lose Money? Irrational Exercise Behavior from the Chinese Warrants Market, Journal of Futures Markets.

    8. Fan, Joseph P.H., Jun Huang, and Ning Zhu. 2013. Institutions, ownership structures, and distress resolution in China, Journal of Corporate Finance.

    9. Seasholes, Mark S. and Ning Zhu. 2013. Investing in What you Know: The Case of Individual Investors and Local Stocks, Journal of Investment Management.

    10. Liao, Li, Zhisheng Li, Weiqiang Zhang, and Ning Zhu. 2012. Does the location of stock exchange matter? A within-country analysis, Pacific-Basin Finance Journal.

    11. Zhu, Ning. 2011. Household Consumption and Personal Bankruptcy, Journal of Legal Studies.

    12. Luo, Wei, Yi Zhang, and Ning Zhu. 2011. Bank ownership and executive perquisites: New evidence from an emerging market, Journal of Corporate Finance.

    13. Li, Wenli, Michelle J. White, and Ning Zhu. 2011. Did Bankruptcy Reform Cause Mortgage Defaults to Rise?, American Economic Journal: Economic Policy.

    14. White, Michelle J., and Ning Zhu. 2010. Saving your Home in Chapter 13 Bankruptcy, Journal of Legal Studies.

    15. Liu, Yu-Jane, Chih-Ling Tsai, Ming-Chun Wang, and Ning Zhu. 2010. Prior Consequences and Subsequent Risk Taking: New Field Evidence from the Taiwan Futures Exchange, Management Science.

    16. Seasholes, Mark S., and Ning Zhu. 2010. Individual Investors and Local Bias, Journal of Finance.

    17. Griffin, Paul A. and Ning Zhu. 2010. Accounting Rules? Stock Buybacks and Stock Options: Additional Evidence, Journal of Contemporary Accounting & Economics.

    18. Nicolodi, Gina, Liang Peng, and Ning Zhu. 2009. Do Individual Investors Learn from their Trading Experience?, Journal of Financial Markets.

    19. Lin, Xiaochi, Yi Zhang, and Ning Zhu. 2009. Does Bank Ownership Increase Firm Value? Evidence from China, Journal of International Money and Finance.

    20. Barber Brad, Terrance Odean, and Ning Zhu. 2009. Systematic Noise, Journal of Financial Markets.

  • 工作论文

    1. Zhu, Ning, and Mark Seasholes, 2010, The Local Bias of Individual Investors.

    2. Zhu, Ning, Ravi Dhar, and Dan Ariely, Why Individuals Favor Split Stocks.

    3. Zhu, Ning, Ravi Dhar, William Goetzmann, and Shane Shepherd, The Impact of Clientele Change: Evidence from Stock Splits.

    4. Zhu, Ning, Search Costs and Individual Choice between Direct and Delegated Portfolio Management.

    5. Zhu, Ning, Mao-Wei Hung, Yu-Jane Liu, and Chia-Fen Tsai, Portfolio Choice and Background Risk: New Evidence from Taiwan.

    6. Zhu, Ning, Li Liao, Zhisheng Li, Weiqiang Zhang, Security Supply and Bubble: a Natural Experiment from the Chinese Warrants Market.

    7. Zhu, Ning, Yu-Jane Liu, and Yi-Tsung Lee, Is There Information in Insider Trading? New Evidence from Taiwan.

    8. Zhu, Ning, and Arturo Bris, Momentum Profit, Contrarian Profit, and Short Sales around the World.

    9. Zhu, Ning, Arturo Bris, and Douglas Baird, The Dynamics of Large and Small Chapter 11 Cases: An Empirical Study.

    10. Zhu, Ning, and Christopher Malloy, Mutual Fund Choices and Investor Demographics.

    11. Zhu, Ning, and Steven Strauss, Buy-Side Analysts, Sell-Side Analysts, and Equity Trading Businesses.

  • 科研项目

    1. 朱宁,中国基金投资者行为研究 ,面上项目,国家自然科学基金委员会

  • 著作
    • 刚性泡沫(增订版)

      出版时间:2024-01-01

    • 投资者的朋友

      出版时间:2020-06-01

    • 投资者的敌人 新版

      出版时间:2020-05-01

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